No time for a proper post today, but I couldn’t resist reblogging this thoughtful reflection on the same subject as my most recent offering.
Archive for Open Access
Further thoughts on the death of Aaron Swarz
Posted in Open Access with tags Aaron Swartz, Open Access on January 15, 2013 by telescoperAaron Swartz and Open Access
Posted in Open Access with tags Aaron Swartz, Green Open Access, Open Access, Open Data on January 14, 2013 by telescoperJust time for a very brief comment about the tragic death, apparently by his own hand, of Aaron Swartz on Friday. For those of you who haven’t followed the story, or perhaps don’t even know who he was, Aaron Swartz was an “internet activist” and leading champion of the open data movement. He was a young man, only 26 when he died, who was prepared to fight for a cause he truly believed in. And to die for it.
Aaron Swartz was being prosecuted for alleged illegal downloads of scientific papers from the JSTOR system so he could make them available to the public. If convicted he would have faced a sentence of up to 35 years in prison.
Whether his prosecution was according to the letter of the law is a question I’ll leave for others to discuss. I’ll just say that it’s profoundly objectionable that the papers in the JSTOR are behind a paywall in the first place, just another example of how the academic publishing industry now actively stifles the free communication of scientific ideas and results that it purports to facilitate.
Aaron Swartz was a controversial character, but I know I’m not alone in thinking that his prosecution was at the least heavy-handed and at the worst downright vindictive. Academics have been using the hashtag #PDFtribute on Twitter to pay tribute to his courage and to follow his example by posting their own research publicly free of charge.
Astronomers have making their results available in this way for years, through the arXiv. We have also been paying through the nose for subscriptions to journals that do little more than duplicate the arXiv submission at such a prohibitive cost for access that the public can’t access them. In future we’re supposed to pay huge fees up front to academic publishing houses, to duplicate the arXiv in a different but equally pointless way. Pointless, that is, from any perspective other than their own profits.
As regular readers of this blog will know, I’ve suggested a way to bypass traditional journals and achieve a form of publication that is both open to all and run at a minimal cost to authors. That will be going on-line in the not-too-distant future. One thing remaining to be resolved is the name for the new system. I still haven’t decided on that, but at least I now know to whose name it will be dedicated.
R.I.P. Aaron Swartz (1986-2013).
Follow @telescoperElsevierballs
Posted in Open Access with tags Elsevier, Open Access, Peer Review on December 16, 2012 by telescoperHave you heard all the stories about the carefully-managed system of peer review that justifies the exorbitant cost of Elsevier journals? Then read this…
For several months now, we’ve been reporting on variations on a theme: Authors submitting fake email addresses for potential peer reviewers, to ensure positive reviews. In August, for example, we broke the story of a Hyung-In Moon, who has now retracted 24 papers published by Informa because he managed to do his own peer review.
Now, Retraction Watch has learned that the Elsevier Editorial System (EES) was hacked sometime last month, leading to faked peer reviews and retractions — although the submitting authors don’t seem to have been at fault. As of now, eleven papers by authors in China, India, Iran, and Turkey have been retracted from three journals.
Here’s one of two identical notices that have just run in Optics & Laser Technology, for two unconnectedpapers:
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RCUK is throwing money down a gold-plated drain
Posted in Open Access with tags Finch Report, Gold Open Access, Green Open Access, Institute of Physics, learned societies, Open Access, RCUK on November 9, 2012 by telescoperRight. Now I’m annoyed. Annoyed enough to dash off a quick post before getting the train to London to see this year’s RAS Gerald Whitrow Lecture.
RCUK, the umbrella organisation for the United Kingdom’s seven research councils, has announced that it will set aside £17 million next year, and £20 million the year after that, to pay for Gold Open Access publication of the research it sponsors. These funds will be made available to universities in the form of block grants to enable researchers to pay the infamous APCs (“Article Processing Charges”). The average cost of an APC has been taken from the Finch report (estimated as £1727 plus VAT).
It’s astonishing that RCUK have fallen for this trap. What were they thinking of? The Finch report was clearly hijacked by the vested interests of the academic publishing industry who see the Gold Open Access model as an easy way of maintaining their profit margins at taxpayer’s expense. The new RCUK scheme will simply divert funds away from research into a subsidy for wealthy publishing houses (and, in some cases, the learned societies that run them). The actual cost of processing an article is nothing like £1727 and is any case borne by the people doing the work, i.e. academics who perform the refereeing usually for free. An APC at this level is simply a scam. That the RCUK has fallen for it is a disgrace.
What RCUK should have done was given universities and other research institutions funds to set up and maintain their own Green Open Access databases or international repositories like the arXiv. Throwing money at Gold Open Access is disastrous way of proceeding. It’s not only ruinously expensive but also unsustainable. In a few years’ time it is inevitable that the traditional academic publishing industry will be bypassed by researchers doing it for themselves. All the money spent propping up the fat cats in the meantime will have been wasted.
However, despite its obvious stupidity, the RCUK did give me one idea. I’ve blogged before about how much learned societies such as the Institute of Physics “earn” from their own publishing houses. In effect, these outfits are living on income provided to them by hard-pressed university library budgets. In such cases it can be argued that the profits at least remain within the discipline – the IOP does many good things with the money generated by its publishing arm – but is this actually an honest way of supporting the activities of learned societies?
Anyway, it seems clear to me that the financial model under which most learned societies, including the IOP, operate will not operate for much longer, as more and more researchers go for Green Open Access and more and more institutions cancel subscriptions to their ruinously expensive journals. How then can they survive in the long term?
Instead of splashing money around for Gold Open Access, RCUK should mandate that all its research be published in Green Open Access mode. That would pull the rug out from under the learned societies, but why not replace the funding they are syphoning off from journal subscriptions with direct block grants. Such grants would have to be audited to ensure that learned societies spend the money on appropriate things, and would probably amount to much less than such organizations currently receive. I don’t think that’s a bad thing. I think there’s a strong case for the IOP to be downsized, actually.
So there’s my suggestion. No RCUK subsidy for the academic publishing industry, but direct subsidies for the learned societies and Green Open Access to be compulsory for all RCUK funded institutions.
How’s that for a plan?
Follow @telescoperA Name for Open Astrophysics?
Posted in Open Access with tags academic publishing, arXiv, astronomy, Astrophysics, Open Access, Open Journal of Astrophysics on November 4, 2012 by telescoperRegular readers of this blog may recall that while ago I posted an item in which I suggested setting up The Open Journal of Astrophysics. The motivation behind this was to demonstrate that it is possible to run an academic journal which is freely available to anyone who wants to read it, as well as at minimal cost to authors. Basically, I want to show that it is possible to “cut out the middle man” in the process of publishing scientific research and that by doing it ourselves we can actually do it better.
I was unwell for much of the summer, and more recently have had lots to do in connection with my forthcoming move to Sussex, so things have moved more slowly than I’d hoped but I just wanted to take this opportunity to give my assurance that this project is definitely going ahead. We have a (good) website design with ample space and other resources to run it, and a sufficient number of persons of suitable eminence have agreed to serve on the Editorial Board. It will basically be a front-end for the Arxiv, but will have a number of interesting additional features which make it a lot more than that. I’d prefer to save further details to the official launch, which is now planned to take place in January (as it would probably get buried in the pre-Xmas rush if we tried to launch before then). I can also confirm that the service we will provide will be free at the start, although if the volume of submissions grows we may have to charge a small fee for refereeing. And when I say “small” I mean small, not the hundreds or thousands of pounds charged by the rip-off merchants.
One thing I would like some ideas about, however, is the name. My working title for this project is The Open Journal of Astrophysics, which I think is OK but what I’d really like to do is break away from the old language of academic publishing as much as possible. I did think of the People’s Revolutionary Journal of Astrophysics, but feared that it might then split into Trotskyite and Marxist-Leninist factions. In any case the very name “journal” suggests something published periodically, whereas my idea is to have something that is updated continuously whenever papers are accepted. I’m therefore having second thoughts about having the word “Journal” in the title at all. Open Astrophysics might suffice, but I’m sure someone out there can come up with a better name. I know that Shakespeare said that a rose by any other name would smell as sweet, but I think a good title might make the difference between success and failure for this initiative…
That gives me the idea of enlisting the help of the denizens of the internet for some help in coming up with a better title; given the nature of the project, this seems an entirely appropriate way of proceeding. So please engage in collective or individual brainstorming sessions and let me have your suggestions through the comments box!
Follow @telescoperWhither the Learned Societies?
Posted in Open Access with tags Gold Open Access, Green Open Access, Institute of Physics, Open Access, Royal Astronomical Society on October 1, 2012 by telescoperAn interesting aspect of the ongoing debate about Open Access publishing is the extent to which “learned societies”, such as the Royal Astronomical Society and the Institute of Physics, rely for their financial security upon the revenues generated by publishing traditional journals.
IOP Publishing is a wholly-owned subsidiary of the Institute of Physics that generates annual income in the region of £40M from books and journals. This is the largest source of the revenue that the IoP needs to run its numerous activities relating to the promotion of physics. A similar situation pertains to the Royal Astronomical Society, although on a smaller scale, as it relies for much of its income from Monthly Notices of the Royal Astronomical Society, in which as a matter of fact I publish quite regularly.
Not surprisingly, these and other learned societies are keen to protect their main source of cash. When I criticized the exploitative behaviour of IoP Publishing in a recent blog post, I drew a stern response from the Chief Executive of the Institute of Physics, Paul Hardaker. That comment seems to admit that the high prices charged by IOP Publishing for access to its journals is nothing to do with the cost of disseminating scientific knowledge but is instead a means of generating income to allow the IoP to pursue its noble aim of “promoting Physics”. This explains why such organizations have lobbied very hard for the “Gold” Open Access that is being foisted on the research community, rather than the “Green” Open Access that it really wants.
I recently came across another blog post, pointing out that other learned societies around the world are also opposing Green Open Access:
There is also great incentive for the people who manage and run these organisations to defend their cartel. For example, the American Chemical Society, a huge opponent to open access, pays many of its employees, as reported in their 990 tax return, over six figures. These salaries range from $304,528 to $1,084,417 in 2010.
I don’t know the salary of the Chief Executive of the IoP.
The problem with the learned societies behaving this way is twofold. First, I consider it to be inevitable that the traditional journal industry will very soon be completely bypassed in favour of Green Open Access. The internet has changed the entire landscape of scientific publication. It’s now so cheap and so easy to disseminate knowledge that journals are already redundant, especially in my field of astrophysics. The comfortable income stream that has been used by the IoP to “promote Physics”, as well as to furnish its spacious buildings in Portland Place and pay the no doubt “competitive” salaries of its officers, will therefore surely dry up in the near future. The “Gold” OA favoured by such organizations is unjustifiable and unsustainable and it won’t last. The IoP, RAS et al need to find another way of funding their activities pronto, or downsize accordingly.
The other problematic aspect of this approach is that I think it is fundamentally dishonest. University and institutional libraries are provided with funds to provide access to published research, not to provide a backdoor subsidy for a range of extraneous activities that have nothing to do with disseminating research. The learned societies do many good things – and some are indeed oustandingly good – but that does not give them the right to syphon off funds from their constituents in this way. Institutional affiliation, paid for by fee, would be a much fairer way of funding these activities.
I should point out that, as a FRAS and a FInstP, I pay annual subscriptions to both the RAS and the IoP. I am happy to do so, as I feel comfortable spending some of my own money supporting astronomy and physics. What I don’t agree with is my department having to fork out huge amounts of money from an ever-dwindling budget for access to scientific research that should be in the public domain because it has already been funded by the taxpayer.
Some time ago I had occasion to visit the London offices of a well-known charitable organization which shall remain nameless. The property they occupied was glitzy, palatial and obviously very expensive. I couldn’t help wondering how they could square the opulence of their headquarters with the quoted desire to spend as much as possible on their good works. Being old and cynical, I came to the conclusion that, although charities might start out with the noblest intentions, there is a grave danger that they simply become self-serving, viewing their own existence in itself as more important than what they do for others.
The academic publishing industry has definitely gone that way. It arose because of the need to review, edit, collate, publish and disseminate the fruits of academic labour. Then the ease with which profits could be made led it astray. It now fulfils little or no useful purpose, but simply consumes financial resources that could be put to much better effect actually doing science. Fortunately, I think the scientific community knows this and the parasite will die a natural death.
But I wonder if the learned societies will go the same way. Is there a financial model according to which they can enjoy a stable and sustainable future? Are they actually needed? After all, if we can publish our own physics, why can’t we ourselves also promote it?
Follow @telescoperParticle physics volunteers to be fleeced….
Posted in Open Access with tags arXiv, Open Access, Particle Physics, SCOAP3, Sponsoring Consortium for Open Access Publishing in Particle Physics on September 26, 2012 by telescoperI heard the news yesterday that a body called the Sponsoring Consortium for Open Access Publishing in Particle Physics (SCOAP3) has arranged a deal whereby virtually all articles in particle physics will be available for free on journal websites. The deal will mean that authors will not have to pay thousands of dollars up-front in “article processing charges” in order to have their work available via Open Access media.
So far so good, you’re probably thinking. But read a little bit more about it and it becomes absolutely clear that SCOAP3 has walked straight into a trap laid by the academic publishers with whom it brokered the agreement. The principal deterrent to authors publishing via the “Gold” Open Access model has been that they would have to pay up-front fees, potentially around $2000 for each paper. Any sensible researcher would rather spend $2000 supporting their research than lining the profits of greedy publishers, so would probably opt for a “green” mode instead. Indeed many particle physicists already do this, putting their work on the arxiv where it is available for free anyway.
The publishing industry realises that most authors would simply bypass it and go for self-publication if they could, so it is naturally very keen on deals like this. What actually happens in the SCOAP3 agreement is that an author’s institution pays fees directly to the publisher. According to Nature News:
The consortium will pay the contracts from an annual budget of €10 million, which is funded not by authors or research grants, but by pledges from more than a thousand libraries, funding agencies and research consortia across the world. In effect, existing journal subscription fees are being repurposed to provide the open-access funds.
And there’s the rub. “Existing journal subscription fees” are already extortionately high, and out of all proportion to the actual cost of disseminating scientific knowledge. Authors may think that they’re not paying for Open Access under the new agreement, but in fact they are. It’s just a bit less direct. Their grants will continue to be top-sliced to pay for the SCOAP3 arrangement and, since science budgets are unlikely to rise for the foreseeable future, that means the cash available for actually doing research will fall. This agreement is very good for the publishers, but very bad for science.
The average cost for Open Access publication in Physics Review D. under the new scheme will be $1900 per paper. Ouch! And how does the publisher justify this cost? “To maintain revenue levels…”. I rest my case.
More of the is going to happen in the UK, where £10M is being set aside from existing Research Council budgets, nominally to “pay for the transition to Open Access” but actually in order to maintain profit levels at the big academic publishing houses. Much of that £10M will no doubt disappear in deals like the one brokered by SCOAP3. And that means continuing high profits for the publishers at the expense of falling levels of research funding. The whole thing stinks.
And if as an author you decide that you have a moral objection to being scammed in this way, under the SCOAP3 agreement you now have no way out. Even if you bypass the arrangement and just publish on the arXiv, the publishers will get their money directly anyway. You have to admit it’s a clever sting, but I’m still surprised the particle physics community has fallen for it.
This development convinced me even more that the research community has to take matters into its own hands, and organize its own publication strategy. Traditional journals are already virtually redundant and I confidently predict they will die a natural death in just a few years, but while they linger on their publishers will continue to fleece the academic community as long as they can. The sooner we put a stop to it the better.
Follow @telescoperTime to go it alone on Open Access
Posted in Open Access, Science Politics with tags Finch Report, Impact Factors, Institute of Physics, IOP Publishing, Open Access on September 10, 2012 by telescoperNot at all surprisingly, the government has announced that existing research council budgets are to be raided to provide funds (to the tune of £10M) to pay for “Gold” Open Access to scientific research. This is the model of open access in which most authors will have to pay publishers a whopping fee up front in order to disseminate their work. The figures being talked about are in the region of £2000 per paper by way of an “article processing fee”.
I put “article processing fee” in quotes there because a fee of that size bears no relation to the actual cost to the publishers of processing an article: articles in most physics journals are typeset by the author, and refereed for free by other academics suggested by the editor (another academic). What it really represents is the amount of money researchers will have to pay to maintain the humongous profit margins currently enjoyed by the academic publishing industry. Currently they rake in the cash through subscription charges after papers have been published in their journals . In future they will get the dosh in advance, which will probably make their business even more lucrative. And who will pay for maintaining their profitability? Researchers, of course. It’s clear who is going to benefit from the provisions of the Finch Report, and it’s not us.
Not surprisingly the publishing racketeers want to try to make us think they provide a worthwhile service for all the money they sting us for. For example, in this month’s Physics World, there’s a response from Steven Hall (Managing Director of IOP Publishing) to a letter from a certain Dr Garrrett. The original letter pointed the facts of the current state of affairs that I have bemoaned on many occasion on this blog:
Currently, researchers have to typeset their own work, sign away the copyright to publishers and referee the work of their peers – all for no remuneration. They then pay large sums in publication fees or library subscriptions to buy that work back in refereed and collated form.
Steven Hall’s response includes the following paragraph:
Researchers do not perform peer review alone: publishers organize and manage it, invest in people and systems to facilitate it, appoint and support editorial boards to oversee it and develop journals to meet the needs of scientific communities.
This is very far from being an accurate or fair representation of the way things work, at least not in physics. Researchers do carry out peer review alone. And unpaid. The main system that facilitates it is email (which, to my knowledge, was not developed by the academic publishing industry). And the journals that IOP develops are less to do with the “needs” of scientific communities than they are with the desires of a profit-making company to exploit said communities for even greater commercial gain.
Don’t you think it’s very strange that in a time of shrinking library budgets the number of journals seems to be growing all the time? Do we really need new ones? Do we even need the old ones? I think not.
And for those of you who think that IOP Publishing, as a part of the Institute of Physics, must be acting in the best interests of physics research, that’s simply not the case. It’s run as a private publishing company that behaves in exactly the same unscrupulous profiteering manner as, e.g. Elsevier. The IOP’s Open Access journals already charge £1700 per paper in article processing fees. They’re also in the habit of peddling meaningless “impact factor” statistics when trying to market their journals, many of which have lamentably poor citation rates despite their extortionate costs. Hence the IOP’s practice of bundling journal subscriptions in order to force institutions who want the good stuff to pay for the dross as well.
Having looked carefully into the costs of on-line digital publishing I have come to the conclusion that a properly-run, not-for-profit journal, created for and run by researchers purely for the open dissemination of the fruits of their research can be made sustainable with an article processing charge of less than £50 per paper, probably a lot less.
There’s only one response possible to those who’ve hijacked the Finch committee to serve their own ends, and that is to cut them out of the process. I think we can do it better (and cheaper) ourselves. And very soon I hope to prove it.
Follow @telescoperOpen Journal of Astrophysics: Update
Posted in Open Access with tags academic publishing, astronomy, Astrophysics, Finch Report, Open Access, Open Journal of Astrophysics on August 27, 2012 by telescoperRegular readers of this blog (Sid and Doris Bonkers) may recall that a few weeks ago I posted an item in which I suggested setting up The Open Journal of Astrophysics. The motivation behind this was to demonstrate that it is possible to run an academic journal which is freely available to anyone who wants to read it, as well as at minimal cost to authors. Basically, I want to show that it is possible to “cut out the middle man” in the process of publishing scientific research and that by doing it ourselves we can actually do it better.
I have been unwell for much of the summer, so haven’t been able to carry this project on as much as I would have liked, and I also received many messages offering help and advice that I have been unable to reply to individually. But I can assure you that I haven’t forgotten about the idea, nor have I quietly withdrawn the financial backing I suggested in my earlier post. Indeed, my interest in, and excitement, about this project has grown significantly over the summer as new possibilities have been suggested and my resentment about how the academic publishing industry hijacked the Finch Report has deepened.
In fact, quite a lot of effort has already been put in by people elsewhere thinking about how to set this journal up in the best way to make maximal use of digital technology to produce something radically different from the stale formats offered by existing journals. I hope to be able to report back soon with more details of how it will work, when we propose to launch the site, and even what its name will be, Open Journal of Astrophysics being just a working title. I think it’s far better to wait until we have a full prototype going before going further.
In the meantime, however, I have a request to make. The Open Journal of Astrophysics will need an Editorial Board with expertise across all astrophysics, so they can select referees and deal with the associated correspondence. The success of this venture will largely depend on establishing trust with the research community and one way of doing that will be by having eminent individuals on the Editorial Board. I will be contacting privately various scientists who have already offered their assistance in this, but if any senior astronomers and/or astrophysicists out there are interested in playing a part please contact me. I can’t offer much in the way of remuneration, but I think this is an opportunity to get involved in a venture that in the long run will benefit the astronomical community immensely.
Oh, and please feel free pass this on to folks you think might be interested even if you yourself are not!
Follow @telescoperA Modest Proposal – The Open Journal of Astrophysics
Posted in Open Access with tags Open Access, Royal Astronomical Society, scientific publishing on July 17, 2012 by telescoperFollowing on from yesterday’s piece, I thought I’d make a quick suggestion.
Astrophysics has taken the lead for many years in opening up access to scientific publications – all publications of any merit are available for free on the internet via the arXiv and, in my opinion, the traditional journals are already more-or-less redundant even without considering their “astronomical” cost. The one thing that seems a consistent objection to dispensing with journals altogether is the element of peer review.
However, yesterday’s news that many of us are probably going to have to pay up front fees to publish papers (at thousands of pounds a pop) will no doubt have convinced many that the government’s decision is potentially ruinous for science. I think it’s time for astrophysics to lead the way again.
My suggestion is that we set up a quick-and-easy trial system to circumvent the traditional publishing route. The basic is that authors who submit papers to the arXiv can have their papers refereed by the community, outside the usual system of traditional journals. I’m thinking of a website on which authors would simply have to post their arXiv ID and a request for peer review. Once accepted, the author would be allowed to mark the arXiv posting as “refereed” and an electronic version would be made available for free on the website.
Although there are many issues to be sorted out, a limited trial of The Open Journal of Astrophysics could I think happen very soon, perhaps even before the REF.
This idea would require community support setting it up (and doing the refereeing/administration) and it would probably only get off the ground if sufficient senior astronomers get on board. It will no doubt also take money to get it going. However, I feel sufficiently strongly about this that I’m prepared to stump up £10k from my own pocket just to get it started.
If anyone has ideas about how to take this project forward, is willing to help with technical expertise, or if any prominent astronomers would simply like to add their name in support of the idea please do so through the comments box below. Any further pledges of financial support would of course also be welcome.
And please pass this message on via Twitter/email/whatever, so I can gauge the level of support.
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