In the Dark

It was exactly one hundred years ago today – on 8th February 1917 – that a paper was published in which Albert Einstein explored the cosmological consequences of his general theory of relativity, in the course of which he introduced the concept of the cosmological constant.

For the record the full reference to the paper is: Kosmologische Betrachtungen zur allgemeinen Relativitätstheorie and it was published in the Sitzungsberichte der Königlich Preußischen Akademie der Wissenschaften. You can find the full text of the paper here. There’s also a nice recent discussion of it by Cormac O’Raifeartaigh  and others on the arXiv here.

Here is the first page:

It’s well worth looking at this paper – even if your German is as rudimentary as mine – because the argument Einstein constructs is rather different from what you might imagine (or at least that’s what I thought when I first read it). As you see, it begins with a discussion of a modification of Poisson’s equation for gravity.

As is well known, Einstein introduced the cosmological constant in order to construct a static model of the Universe. The 1917 paper pre-dates the work of Friedman (1923) and Lemaître (1927) that established much of the language and formalism used to describe cosmological models nowadays, so I thought it might be interesting just to recapitulate the idea using modern notation. Actually, in honour of the impending centenary I did this briefly in my lecture on Physics of the Early Universe yesterday.

To simplify matters I’ll just consider a “dust” model, in which pressure can be neglected. In this case, the essential equations governing a cosmological model satisfying the Cosmological Principle are:

and

In these equations is the cosmic scale factor (which measures the relative size of the Universe) and dots are derivatives with respect to cosmological proper time, . The density of matter is and the cosmological constant is . The quantity is the curvature of the spatial sections of the model, i.e. the surfaces on which is constant.

Now our task is to find a solution of these equations with , say, constant for all time, i.e. that and for all time.

The first thing to notice is that if then this is impossible. One can solve the second equation to make the LHS zero at a particular time by matching the density term to the curvature term, but that only makes a universe that is instantaneously static. The second derivative is non-zero in this case so the system inevitably evolves away from the situation in which $\dot{a}=0$.

With the cosmological constant term included, it is a different story. First make  in the first equation, which means that

Now we can make in the second equation by setting

This gives a static universe model, usually called the Einstein universe. Notice that the curvature must be positive, so this a universe of finite spatial extent but with infinite duration.

This idea formed the basis of Einstein’s own cosmological thinking until the early 1930s when observations began to make it clear that the universe was not static at all, but expanding. In that light it seems that adding the cosmological constant wasn’t really justified, and it is often said that Einstein regard its introduction as his “biggest blunder”.

I have two responses to that. One is that general relativity, when combined with the cosmological principle, but without the cosmological constant, requires the universe to be dynamical rather than static. If anything, therefore, you could argue that Einstein’s biggest blunder was to have failed to predict the expansion of the Universe!

The other response is that, far from it being an ad hoc modification of his theory, there are actually sound mathematical reasons for allowing the cosmological constant term. Although Einstein’s original motivation for considering this possibility may have been misguided, he was justified in introducing it. He was right if, perhaps, for the wrong reasons. Nowadays observational evidence suggests that the expansion of the universe may be accelerating. The first equation above tells you that this is only possible if .

Finally, I’ll just mention another thing in the light of the Einstein (1917) paper. It is clear that Einstein thought of the cosmological as a modification of the left hand side of the field equations of general relativity, i.e. the part that expresses the effect of gravity through the curvature of space-time. Nowadays we tend to think of it instead as a peculiar form of energy (called dark energy) that has negative pressure. This sits on the right hand side of the field equations instead of the left so is not so much a modification of the law of gravity as an exotic form of energy. You can see the details in an older post here.

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